Mary B. Peterka
Chief Compliance Officer and Principal
Mary has nearly 30 years of experience in the institutional brokerage business. In her career she has held various positions in management, sales, and compliance with Standish, Ayer & Wood, Janus Funds, and SunTrust Robinson Humphrey.
At FinTech, Mary ensures the compliance with federal and state regulations and she is proud to be part of the founding FinTech Team. Prior to joining FinTech Mary was a sales person in the soft dollar department at SunTrust Robinson Humphrey and covered parts of New York City and the western U.S. From there she was transferred to manage the fixed income broker dealer operations at the same firm. Prior to living in Atlanta, Mary lived in Boston and Denver as well as all over the world as and Air Force brat.
Mary and her husband David enjoy participating in the activities of their two daughters whose favorite past times include basketball, stand up paddleboarding, and driving her crazy.
Licenses: Series 4, 7, 24, 63