Mary B. Peterka
Chief Compliance Officer and Principal
Mary has twenty five years experience in the institutional brokerage business. From 1987 through present she held positions in Soft Dollar sales and management of operations at Standish, Ayer & Wood; Janus Funds; and SunTrust Robinson Humphrey.
At FinTech, Mary ensures the compliance with federal and state regulations and she is proud to be part of the founding FinTech Team. Prior to joining FinTech Mary was a sales person in the Soft Dollar department at SunTrust Robinson Humphrey and covered parts of New York City and the Western US. From there she was transferred to manage the Fixed Income Broker Dealer Operations at the same firm. Prior to living in Atlanta, Mary lived in Boston working for the former Standish, Ayer & Wood as their trade settlement manager.
Mary and her husband David enjoy participating in the activities of their two young daughters whose favorite past times include basketball, softball, and rock climbing.
Licenses: Series 4, 7, 24, 63